U.S. Regulation: The Securities and Exchange Commission’s Initiatives and Update on Swaps

On Tuesday, April 8, 2014, David Franasiak gave a presentation at the meeting of the International Stock Exchange Executives Emeriti, Inc. (ISEEE) and ISEEE Capital Markets Development Workshop as part of a panel discussion on “Recent Regulatory Actions and Proposals Affecting the Exchanges and Capital Markets and the Issues Raised”. 

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